Market Complaint Management in Pharmaceutical Industry

Regulatory Requirements

Adhering to FDA and EU GMP mandate robust complaint management process and reporting of serious quality defects

Types of Market Complaint

  • Quality Complaint: Concerns related to product quality, such as physical appearance or packaging defects
  • Adverse Drug Reactions (ADRs): Unintended side effects experienced by patient
  • Product Defects: Like contamination, potency deviations, or labeling errors
  • Counterfeit Products: Complaints about products that may be fake

Classification of Market Complaint

1. Critical Market Complaint

Complaints that pose a serious threat to patient safety or regulatory compliance. Example:

  • Contamination with harmful substance
  • Significant potency issue, incorrect dosage
  • Labeling error that could lead to incorrect product use
  • Response Time: Immediate investigation and action

2. Major Market Complaint

Complaints that could affect product efficacy or quality but are less likely to cause severe harm to patients. Example:

  • Minor potency deviations that do not compromise safety
  • Packaging defects that may impact product integrity
  • Non-compliance with minor regulatory requirements
  • Response Time: Prompt investigation within a defined timeframe

3. Minor Market Complaint

Complaints with minimal impact on product quality. Example

  • Cosmetic issues, like discoloration
  • Minor packaging defects without impacting product integrity
  • Response Time: As per routine schedules

Market Complaint Receiving Channels

  • Direct Reports: From healthcare providers or patients
  • PV Systems: For reporting ADRs
  • Customer Service: Hotline, email, and online forms
  • Social Media & Newspapers: Publicly raised issues require rapid investigation
  • Regulatory Authority reports submitted by bodies

Market Complaint Handling Process

  • Receipt and Documentation: Log complaint and acknowledge receipt to the complainant
  • Classify complaint then triage for urgency
  • Investigation
    • Assign Investigation Team, including QA team
    • For ADRs, a mandatory medical assessment by PV team is required to address any patient safety concerns
    • Use RCA tools to identify root cause
    • Collect product samples for lab analysis if needed
    • Review previous complaints, historical data, and relevant batch record(s)
  • CAPA
    • Develop a CAPA plan to address the RC and prevent recurrence
    • In severe cases, if a MC investigation identifies a critical safety issue, a product recall may be initiated to prevent further risk to patients
  • Communication
    • Initial Response: Notify the complainant that complaint is received and being investigated
    • Investigation Outcome: Upon conclusion, communicate findings to the complainant, detailing any actions taken to prevent recurrence
  • Documentation & Trending
    • Maintain detailed records of all complaints, investigations, and CAPA plans
    • Perform regular trend analysis on MC data for continuous improvement of product and process quality


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Resource Person: Alaaeldin Rashad

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